------------------------------------------------------------------- APNIC Document identity Title: Draft APNIC Confederation Agreement Short title: confed-agreement Document ref: DRAFT-CON-AG Version: 001 Date of original publication: August 1998 Date of this version: August 1998 Review scheduled: n/a Obsoletes: n/a Status: Obsolete Comments: This draft is a work in progress. -------------------------------------------------------------------- Draft APNIC Confederation Agreement Memorandum of Understanding and Agreement between APNIC Pty Ltd. and ________________________________________________________ ("the confederation") This agreement is signed both by a representative of APNIC and a representative of the confederation and represents an understanding between both parties regarding the requirements necessary for allocations of resources to the confederation for sub-delegation to its membership. This agreement is intended to remove any possible misunderstanding of the requirements placed upon both parties by resource allocation requests. 1. APNIC agrees: 1.1 to provide a minimum of six (6) months notice prior to changes in policies and/or procedures affecting the confederation after which those policies and/or procedures will be implemented; 1.2 to not delay allocations due to inefficiencies of "historical" allocations or assignments made by any organization served by the confederation. For the purposes of this agreement, "historical" is taken to mean earlier than June 1, 1996; 1.3 to keep all resource allocation information provided to APNIC for at least five (5) years; 1.4 that allocation policies and procedures for APNIC confederations (outside of those defined in RFCs 2050 and 1930) will be defined via consultation between APNIC and the confederations themselves with final approval of the resulting policies and procedures made by the APNIC Executive Council. After such definition and approval, APNIC will make the confederation policies and procedures publicly available in written form on the APNIC archive server and web page; 1.5 provide templates, guidelines, examples, etc., of policies and procedures that are applicable to all confederations from which new confederation policies and procedures may be based should the confederations so desire; 1.6 to send "reception confirmation" message immediately upon receipt of e-mail and respond substantively to requests within 5 working days. For the purposes of this agreement, "respond substantively" may include responses from automated parsers, status reports of request processing, requests for additional information, explanations why additional information is necessary, or delegation information. In those cases where APNIC is not able to respond substantively within 5 working days, APNIC will provide a detailed explanation as to the reasons for the delays and the steps taken to insure such delays do not occur in the future; 1.7 by January 1, 1999 to be able to respond substantively to requests within 3 working days of the receipt of e-mail; 1.8 to allocate resources sufficient for 3 to 6 months of routine sub-delegations by the confederation based on historical allocation patterns with consideration of the predicted request patterns of the members of the confederation; 1.9 to allocate additional resources to a confederation when the confederation receives a "trigger" request which it cannot grant with the remaining free resources in its free pool if "sufficient information" is provided. For the purposes of this agreement, "sufficient information" is defined to be: 1.9.1 a description of all allocations, assignments, and reservations done by the confederation directly in summary form as described in the APNIC Confederation Request Form; AND 1.9.2 information on all non-historical allocations and assignments made by the member of the confederation that triggered the request by the confederation provided to a level of detail that permits APNIC to understand how the member of the confederation is utilizing at least 80% of the resources delegated to it and, in those cases where a resource isn't being utilized efficiently and/or appropriately according to current Internet practices and technologies, the reasons for the inefficiency or inappropriate use. In those cases where there is a dispute on whether "sufficient information" has been provided, the specific case will be referred to the APNIC Executive Council for a final decision; In order to prevent allocations to a confederation being blocked by a confederation member which is not able to document its utilization in a timely fashion, APNIC will choose another member of the confederation with equivalent resource consumption at random; 1.10 to implement WHOIS server technology that permits referrals to conformant external WHOIS servers by January, 2000; 1.11 limit bulk accessibility to WHOIS contact information for all records in the APNIC database; 2. The confederation agrees to: 2.1 insure its members obtain all addresses and/or AS numbers from exactly one source; 2.2 provide English versions of the confederations allocation and assignment policies; 2.3 investigate the use of allocation and/or assignment policies similar in function to the "slow start" and "assignment window" policies in use by APNIC and make use of those policies should the confederation not have an alternative; 2.4 prior to the next request for resources, provide all non-historical allocation and assignment information made directly by the confederation to its members. 2.5 for the purposes of database cleanup, within one year, the confederation will provide information on all allocations and assignments made by confederation directly; 2.6 collect members' end-user assignment information for previous allocations *before* allocating new address space to members. This information should include as much information as is included in the APNIC Second Opinion Request form; 2.7 collect members' infrastructure information to explain those addresses not utilized in customer assignments; 2.8 within one year and prior to the confederation allocating additional address space to organizations which have obtained historical address space, the confederation will obtain from the organization requesting address space usage information comparable with the summary information requested in cust-network fields of the Confederation Address Request form for all address space maintained by that organizations; 2.9 where applicable, work with its members to insure that within one year the confederation's WHOIS database is updated within 3 work days of sub-assignment or sub-allocation by the confederation's members; 2.10 regularly provide English translations of the confederation's WHOIS database records in APNIC (RIPE DB) WHOIS format via the e-mail "auto-dbm" interface. For the purposes of this agreement, "regularly" is defined to be at least once every three months until the confederation's database is updated within 24 working hours of sub-allocation or sub-assignment by the confederation's members, at which time the confederation will regularly provide updates at least once a week via the e-mail "auto-dbm" interface. 2.11 insure the information presented to APNIC in the Confederation Request form is consistent, implementable, and conforms to APNIC allocation policies (that is, subnet masks/host estimates match, that infrastructure is documented and meets requirements, that customer assignments meet customer requirements (e.g. not /24 boundaries, or administrative ease.)) 2.12 have the ability to provide additional justification and/or corroborating information in those cases which do not appear to conform with standard address allocation practices, 2.13 suggest to new confederation members that have addresses allocated by other registries that they should renumber into a new contiguous block, and obtain from those confederation members an agreement stating that they will not get internet resources from more than one registry at one time. 2.14 obtain official agreement from new confederation members that they are aware of the confederation's allocation policies prior to address allocation 3. Both Parties agree: 3.1 that requests to add, delete, and/or modify any of the above clauses may be done by either party 3.2 to accept for review any request to add, delete, and/or modify any clause of this agreement 3.3 that additions, deletions, and/or modifications to any clause will be done by mutual consent of both parties. If both parties are not able to reach agreement, the APNIC Executive Council will act as final arbiter. 3.4 that the final approval of all issues decided on the confederation mailing list or in this agreement is the prerogative of the APNIC Executive Council. This agreement is signed and dated, by the following parties: APNIC Representative: ___________________________________________ (signature) _________________________________, _________ (printed name, date) ---- Representative of the confederation: ___________________________________________ (signature) _________________________________, _________ (printed name, date)