rfc9942v2.txt   rfc9942.txt 
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A. Delignat-Lavaud A. Delignat-Lavaud
C. Fournet C. Fournet
Microsoft Microsoft
April 2026 April 2026
CBOR Object Signing and Encryption (COSE) Receipts CBOR Object Signing and Encryption (COSE) Receipts
Abstract Abstract
CBOR Object Signing and Encryption (COSE) Receipts prove properties CBOR Object Signing and Encryption (COSE) Receipts prove properties
of a Verifiable Data Structure (VDS) to a verifier. Verifiable Data of a Verifiable Data Structure (VDS) to a verifier. VDSs and
Structures and associated Proof Types enable security properties, associated Proof Types enable security properties, such as minimal
such as minimal disclosure, transparency, and non-equivocation. disclosure, transparency, and non-equivocation. Transparency helps
Transparency helps maintain trust over time and has been applied to maintain trust over time and has been applied to certificates, end-
certificates, end-to-end encrypted messaging systems, and supply to-end encrypted messaging systems, and supply chain security. This
chain security. This specification enables concise transparency- specification enables concise transparency-oriented systems by
oriented systems by building on Concise Binary Object Representation building on Concise Binary Object Representation (CBOR) and COSE.
(CBOR) and COSE. The extensibility of the approach is demonstrated The extensibility of the approach is demonstrated by providing CBOR
by providing CBOR encodings for Merkle inclusion and consistency encodings for Merkle inclusion and consistency proofs.
proofs.
Status of This Memo Status of This Memo
This is an Internet Standards Track document. This is an Internet Standards Track document.
This document is a product of the Internet Engineering Task Force This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has (IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on Internet Engineering Steering Group (IESG). Further information on
Internet Standards is available in Section 2 of RFC 7841. Internet Standards is available in Section 2 of RFC 7841.
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include Revised BSD License text as described in Section 4.e of the include Revised BSD License text as described in Section 4.e of the
Trust Legal Provisions and are provided without warranty as described Trust Legal Provisions and are provided without warranty as described
in the Revised BSD License. in the Revised BSD License.
Table of Contents Table of Contents
1. Introduction 1. Introduction
1.1. Requirements Notation 1.1. Requirements Notation
2. New COSE Header Parameters 2. New COSE Header Parameters
3. Terminology 3. Terminology
4. Verifiable Data Structures in CBOR 4. VDSs in CBOR
4.1. Structures 4.1. Structures
4.2. Proofs 4.2. Proofs
4.3. Usage 4.3. Usage
4.4. Profiles 4.4. Profiles
4.4.1. Registration Requirements 4.4.1. Registration Requirements
5. RFC9162_SHA256 5. RFC9162_SHA256
5.1. Verifiable Data Structure 5.1. Verifiable Data Structure
5.2. Inclusion Proof 5.2. Inclusion Proof
5.2.1. Receipt of Inclusion 5.2.1. Receipt of Inclusion
5.3. Consistency Proof 5.3. Consistency Proof
5.3.1. Receipt of Consistency 5.3.1. Receipt of Consistency
6. Privacy Considerations 6. Privacy Considerations
6.1. Log Length 6.1. Log Length
6.2. Header Parameters 6.2. Header Parameters
7. Security Considerations 7. Security Considerations
7.1. Choice of Signature Algorithms 7.1. Choice of Signature Algorithms
7.2. Validity Period 7.2. Validity Period
7.3. Status Updates 7.3. Status Updates
8. IANA Considerations 8. IANA Considerations
8.1. COSE Header Parameter 8.1. COSE Header Parameter
8.2. Verifiable Data Structure Registries 8.2. VDS Registries
8.2.1. Expert Review 8.2.1. Expert Review
8.2.2. Templates and Initial Contents 8.2.2. Templates and Initial Contents
9. References 9. References
9.1. Normative References 9.1. Normative References
9.2. Informative References 9.2. Informative References
Acknowledgements Acknowledgements
Contributors Contributors
Authors' Addresses Authors' Addresses
1. Introduction 1. Introduction
COSE Receipts are signed proofs that include metadata about certain COSE Receipts are signed proofs that include metadata about certain
states of a Verifiable Data Structure (VDS) that are true when the states of a Verifiable Data Structure (VDS) that are true when the
COSE Receipt was issued. COSE Receipts can include proofs that a COSE Receipt was issued. COSE Receipts can include proofs that a
document is in a database (proof of inclusion), that a database is document is in a database (proof of inclusion), that a database is
append-only (proof of consistency), that a smaller set of statements append-only (proof of consistency), that a smaller set of statements
are contained in a large set of statements (proof of disclosure, a are contained in a large set of statements (proof of disclosure, a
special case of proof of inclusion), or that certain data is not yet special case of proof of inclusion), or that certain data is not yet
present in a database (proof of non-inclusion). Different VDSs can present in a database (proof of non-inclusion). Different VDSs can
produce different Verifiable Data structure Proofs (VDP). The produce different Verifiable Data Structure Proofs (VDPs). The
combination of representations of various VDSs and VDP can combination of representations of various VDSs and VDP can
significantly increase the burden for implementers and create significantly increase the burden for implementers and create
interoperability challenges for transparency services. This document interoperability challenges for transparency services. This document
describes how to convey VDS and associated VDP types in unified COSE describes how to convey VDS and associated VDP types in unified COSE
envelopes. envelopes.
1.1. Requirements Notation 1.1. Requirements Notation
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
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This document defines three new COSE header parameters, which are This document defines three new COSE header parameters, which are
introduced up front in this section and elaborated on later in this introduced up front in this section and elaborated on later in this
document. document.
394: A COSE header parameter named "receipts" with a value type of 394: A COSE header parameter named "receipts" with a value type of
array where the array contains one or more COSE Receipts as array where the array contains one or more COSE Receipts as
specified in this document. specified in this document.
395: A COSE header parameter named "vds" (for Verifiable Data 395: A COSE header parameter named "vds" (for Verifiable Data
Structure), which conveys the algorithm identifier for a Structure), which conveys the algorithm identifier for a VDS.
Verifiable Data Structure. Correspondingly, see Section 8.2.2.1 Correspondingly, see Section 8.2.2.1 for a registry defining the
for a registry defining the integers used to identify Verifiable integers used to identify VDSs.
Data Structures.
396: A COSE header parameter named "vdp" (for Verifiable Data 396: A COSE header parameter named "vdp" (for VDPs), which conveys a
Structure Proofs), which conveys a map containing Verifiable Data map containing VDPs organized by Proof Type. Correspondingly, see
Structure Proofs organized by Proof Type. Correspondingly, see
Section 8.2.2.2 for a registry defining the integers used to Section 8.2.2.2 for a registry defining the integers used to
identify Verifiable Data Structure Proof Types. identify VDP Proof Types.
3. Terminology 3. Terminology
The terms "header" and "payload" are defined in [STD96].
Additionally, this document uses the following terminology:
CDDL: Concise Data Definition Language (CDDL) is defined in CDDL: Concise Data Definition Language (CDDL) is defined in
[RFC8610]. [RFC8610].
EDN: CBOR Extended Diagnostic Notation (EDN) is defined in EDN: CBOR Extended Diagnostic Notation (EDN) is defined in
[RFC8949], where it is referred to as "diagnostic notation", and [RFC8949], where it is referred to as "diagnostic notation", and
is revised in [CBOR-EDN]. is revised in [CBOR-EDN].
Verifiable Data Structure (VDS): A data structure that supports one Entry: An entry in a VDS for which proofs can be derived.
or more Verifiable Data Structure Proof Types. This property
describes an algorithm used to maintain a Verifiable Data
Structure, for example, a binary Merkle Tree algorithm.
Verifiable Data Structure Proofs (VDP): A data structure used to
convey Proof Types for proving different properties, such as
authentication, inclusion, consistency, and freshness. Parameters
can include multiple proofs of a given type or multiple types of
proof (inclusion and consistency).
Proof Type: A property that can be obtained by verifying a given Proof Type: A property that can be obtained by verifying a given
proof over one or more entries in a Verifiable Data Structure. proof over one or more entries in a VDS. For example, a VDS, such
For example, a VDS, such as a binary Merkle Tree, can support as a binary Merkle Tree, can support inclusion proofs where each
inclusion proofs where each proof confirms that a given entry is proof confirms that a given entry is included in a Merkle Tree
included in a Merkle Tree root. root.
Proof Value: An encoding of a Proof Type in CBOR [RFC8949]. Proof Value: An encoding of a Proof Type in CBOR [RFC8949].
Entry: An entry in a Verifiable Data Structure for which proofs can Receipt: A COSE Single Signer Data Object, as defined in RFC 9052
be derived. [STD96], containing the header parameters necessary to convey one
or more VDP for an associated VDS.
Receipt: A COSE Single Signer Data Object, as defined in [RFC9052], Verifiable Data Structure (VDS): A data structure that supports one
containing the header parameters necessary to convey one or more or more VDP Proof Types. This property describes an algorithm
VDP for an associated VDS. used to maintain a VDS, for example, a binary Merkle Tree
algorithm.
4. Verifiable Data Structures in CBOR Verifiable Data Structure Proofs (VDPs): A data structure used to
convey Proof Types for proving different properties, such as
authentication, inclusion, consistency, and freshness. Parameters
can include multiple proofs of a given type or multiple types of
proof (inclusion and consistency).
This section describes representations of Verifiable Data Structure 4. VDSs in CBOR
Proofs in [RFC8949]. For example, construction of a Merkle Tree leaf
or an inclusion proof from a leaf to a Merkle Tree root might have This section describes representations of VDPs in [RFC8949]. For
several different representations, depending on the Verifiable Data example, construction of a Merkle Tree leaf or an inclusion proof
Structure used. Differences in representations are necessary to from a leaf to a Merkle Tree root might have several different
support efficient verification, unique security or privacy representations, depending on the VDS used. Differences in
properties, and for compatibility with specific implementations. representations are necessary to support efficient verification,
This document defines two extension points for enabling Verifiable unique security or privacy properties, and for compatibility with
Data Structures with COSE and provides concrete examples for the specific implementations. This document defines two extension points
for enabling VDSs with COSE and provides concrete examples for the
structures and proofs defined in Section 2.1.3 of [RFC9162] and structures and proofs defined in Section 2.1.3 of [RFC9162] and
Section 2.1.4 of [RFC9162]. The design of these structures is Section 2.1.4 of [RFC9162]. The design of these structures is
influenced by the conventions established for COSE Keys. influenced by the conventions established for COSE Keys.
4.1. Structures 4.1. Structures
Similar to COSE Key Types [IANA.cose_header-parameters], different Similar to COSE Key Types [IANA.cose_header-parameters], different
Verifiable Data Structures support different algorithms. VDSs support different algorithms.
This document establishes a registry of Verifiable Data Structure This document establishes a registry of VDS algorithms; see
algorithms; see Section 8.2.2.1 for details. Section 8.2.2.1 for details.
4.2. Proofs 4.2. Proofs
Similar to COSE Key Type Parameters [IANA.cose_header-parameters], as As is the case for COSE Key Type Parameters
EC2 keys (1: 2) require and give meaning to specific parameters, such [IANA.cose_header-parameters], EC2 keys (1: 2) require and give
as -1 (crv), -2 (x), -3 (y), -4 (d), RFC9162_SHA256 (395: 1) supports meaning to specific parameters, such as -1 (crv), -2 (x), -3 (y), and
both (-1) inclusion and (-2) consistency proofs. -4 (d). RFC9162_SHA256 (395: 1) supports both (-1) inclusion and
(-2) consistency proofs.
This document establishes a registry of Verifiable Data Structure This document establishes a registry of VDPs; see Section 8.2.2.2 for
Proofs; see Section 8.2.2.2 for details. details.
Proof Types are specific to their associated "Verifiable Data Proof Types are specific to their associated "VDS"; for example,
Structure"; for example, different Merkle Trees might support different Merkle Trees might support different representations of
different representations of inclusion proof or consistency proof. inclusion proof or consistency proof. Implementers should not expect
Implementers should not expect interoperability across "Verifiable interoperability across "VDSs". Security analysis MUST be conducted
Data Structures". Security analysis MUST be conducted prior to prior to migrating to new structures to ensure the new security and
migrating to new structures to ensure the new security and privacy privacy assumptions are acceptable for the use case.
assumptions are acceptable for the use case.
4.3. Usage 4.3. Usage
This document registers a new COSE header parameter "receipts" (394) This document registers a new COSE header parameter "receipts" (394)
to enable Receipts to be conveyed in the protected and unprotected to enable Receipts to be conveyed in the protected and unprotected
headers of Enveloped COSE Structures. headers of Enveloped COSE Structures.
When the "receipts" header parameter is present, the verifier MUST When the "receipts" header parameter is present, the verifier MUST
confirm that the associated Verifiable Data Structure and Verifiable confirm that the associated VDS and VDPs match entries present in the
Data Structure Proofs match entries present in the registries registries established in this specification, including values added
established in this specification, including values added in in subsequent registrations.
subsequent registrations.
Receipts MUST be tagged as COSE_Sign1. Receipts MUST be tagged as COSE_Sign1.
The following definition from [RFC8610] is provided: The following definition from [RFC8610] is provided:
Signature_With_Receipt = /6.18(COSE_Sign1) Signature_With_Receipt = /6.18(COSE_Sign1)
cose-label = int / text cose-label = int / text
cose-values = any cose-values = any
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COSE_Sign1 = [ COSE_Sign1 = [
protected : bstr .cbor Protected_Header, protected : bstr .cbor Protected_Header,
unprotected : Unprotected_Header, unprotected : Unprotected_Header,
payload : bstr / nil, payload : bstr / nil,
signature : bstr signature : bstr
] ]
Receipt = Receipt_For_Inclusion / Receipt_For_Consistency Receipt = Receipt_For_Inclusion / Receipt_For_Consistency
; Note the proof formats shown here are for RFC9162_SHA256. ; Note the proof formats shown here are for RFC9162_SHA256.
; Other Verifiable Data Structures may have different proof formats. ; Other VDSs may have different proof formats.
Receipt_For_Inclusion = /6.18(Signed_Inclusion_Proof) Receipt_For_Inclusion = /6.18(Signed_Inclusion_Proof)
Signed_Inclusion_Proof = [ Signed_Inclusion_Proof = [
protected : bstr .cbor RFC9162_SHA256_Inclusion_Protected_Header, protected :
bstr .cbor RFC9162_SHA256_Inclusion_Protected_Header,
unprotected : RFC9162_SHA256_Inclusion_Unprotected_Header, unprotected : RFC9162_SHA256_Inclusion_Unprotected_Header,
payload : bstr / nil, payload : bstr / nil,
signature : bstr signature : bstr
] ]
RFC9162_SHA256_Inclusion_Protected_Header = { RFC9162_SHA256_Inclusion_Protected_Header = {
&(alg: 1) => int &(alg: 1) => int
&(vds: 395) => int &(vds: 395) => int
* cose-label => cose-values * cose-label => cose-values
} }
RFC9162_SHA256_Inclusion_Unprotected_Header = { RFC9162_SHA256_Inclusion_Unprotected_Header = {
&(vdp: 396) => RFC9162_SHA256_Verifiable_Inclusion_Proofs &(vdp: 396) => RFC9162_SHA256_Verifiable_Inclusion_Proofs
* cose-label => cose-values * cose-label => cose-values
} }
RFC9162_SHA256_Verifiable_Inclusion_Proofs = { RFC9162_SHA256_Verifiable_Inclusion_Proofs = {
&(inclusion-proof: -1) => RFC9162_SHA256_Inclusion_Proofs &(inclusion-proof: -1) => RFC9162_SHA256_Inclusion_Proofs
} }
RFC9162_SHA256_Inclusion_Proofs = [ + RFC9162_SHA256_Inclusion_Proof ] RFC9162_SHA256_Inclusion_Proofs = [
+ RFC9162_SHA256_Inclusion_Proof
]
RFC9162_SHA256_Inclusion_Proof = bstr .cbor [ RFC9162_SHA256_Inclusion_Proof = bstr .cbor [
tree_size: uint, tree_size: uint,
leaf_index: uint, leaf_index: uint,
inclusion_path: [ + bstr ] inclusion_path: [ + bstr ]
] ]
Receipt_For_Consistency = /6.18(Signed_Consistency_Proof) Receipt_For_Consistency = /6.18(Signed_Consistency_Proof)
Signed_Consistency_Proof = [ Signed_Consistency_Proof = [
protected : bstr .cbor RFC9162_SHA256_Consistency_Protected_Header, protected :
bstr .cbor RFC9162_SHA256_Consistency_Protected_Header,
unprotected : RFC9162_SHA256_Consistency_Unprotected_Header, unprotected : RFC9162_SHA256_Consistency_Unprotected_Header,
payload : bstr / nil, ; Newer Merkle Tree root payload : bstr / nil, ; Newer Merkle Tree root
signature : bstr signature : bstr
] ]
RFC9162_SHA256_Consistency_Protected_Header = { RFC9162_SHA256_Consistency_Protected_Header = {
&(alg: 1) => int, &(alg: 1) => int,
&(vds: 395) => int, &(vds: 395) => int,
* cose-label => cose-values * cose-label => cose-values
} }
RFC9162_SHA256_Consistency_Unprotected_Header = { RFC9162_SHA256_Consistency_Unprotected_Header = {
&(vdp: 396) => RFC9162_SHA256_Verifiable_Consistency_Proofs &(vdp: 396) => RFC9162_SHA256_Verifiable_Consistency_Proofs
* cose-label => cose-values * cose-label => cose-values
} }
RFC9162_SHA256_Verifiable_Consistency_Proofs = { RFC9162_SHA256_Verifiable_Consistency_Proofs = {
&(consistency-proof: -2) => RFC9162_SHA256_Consistency_Proofs &(consistency-proof: -2) => RFC9162_SHA256_Consistency_Proofs
} }
RFC9162_SHA256_Consistency_Proofs = [ + RFC9162_SHA256_Consistency_Proof ] RFC9162_SHA256_Consistency_Proofs = [
+ RFC9162_SHA256_Consistency_Proof
]
RFC9162_SHA256_Consistency_Proof = bstr .cbor [ RFC9162_SHA256_Consistency_Proof = bstr .cbor [
tree_size_1: uint, tree_size_1: uint,
tree_size_2: uint, tree_size_2: uint,
consistency_path: [ + bstr ] consistency_path: [ + bstr ]
] ]
Figure 1: CDDL for a COSE_Sign1 with Attached Receipts Figure 1: CDDL for a COSE_Sign1 with Attached Receipts
The following informative EDN is provided: The following informative EDN is provided:
/ cose-sign1 / 18([ / cose-sign1 / 18([
/ protected / <<{ / protected / <<{
/ kid / 4 : h'bc297b51...e4edf0de', / kid / 4 : h'bc297b51...e4edf0de',
/ algorithm / 1 : -7, / ES256 / algorithm / 1 : -7, / ES256
}>>, }>>,
/ unprotected / { / unprotected / {
/ receipts / 394 : { [ << ... >> ] / receipts / 394 : [
}
<</ cose-sign1 / 18([
/ protected / <<{
/ kid / 4 : h'abcdef12...34567890',
/ algorithm / 1 : -7, / ES256
/ vds / 395 : 1, / RFC9162 SHA-256
}>>,
/ unprotected / {
/ proofs / 396 : {
/ inclusion / -1 : [
<<[
/ size / 9, / leaf / 8,
/ inclusion path /
h'7558a95f...e02e35d6'
]>>
],
},
},
/ payload / null,
/ signature / h'02d227ed...ccd3774f'
])>>,
<</ cose-sign1 / 18([ <</ cose-sign1 / 18([
/ protected / <<{ / protected / <<{
/ kid / 4 : h'abcdef12...34567890', / kid / 4 : h'abcdef12...34567890',
/ algorithm / 1 : -7, / ES256 / algorithm / 1 : -7, / ES256
/ vds / 395 : 1, / RFC9162 SHA-256 / vds / 395 : 1, / RFC9162_SHA256
}>>, }>>,
/ unprotected / { / unprotected / {
/ proofs / 396 : { / proofs / 396 : {
/ inclusion / -1 : [ / inclusion / -1 : [
<<[ <<[
/ size / 6, / leaf / 5, / size / 9, / leaf / 8,
/ inclusion path / / inclusion path /
[ h'9352f974...4ffa7ce0', h'7558a95f...e02e35d6'
h'54806f32...f007ea06' ] ]>>
]>> ],
], },
}, },
}, / payload / null,
/ payload / null, / signature / h'02d227ed...ccd3774f'
/ signature / h'36581f38...a5581960' ])>>,
])>> <</ cose-sign1 / 18([
}, / protected / <<{
/ kid / 4 : h'abcdef12...34567890',
/ algorithm / 1 : -7, / ES256
/ vds / 395 : 1, / RFC9162_SHA256
}>>,
/ unprotected / {
/ proofs / 396 : {
/ inclusion / -1 : [
<<[
/ size / 6, / leaf / 5,
/ inclusion path /
[ h'9352f974...4ffa7ce0',
h'54806f32...f007ea06' ]
]>>
],
},
},
/ payload / null,
/ signature / h'36581f38...a5581960'
])>>
],
}, },
/ payload / h'0167c57c...deeed6d4', / payload / h'0167c57c...deeed6d4',
/ signature / h'2544f2ed...5840893b' / signature / h'2544f2ed...5840893b'
]) ])
Figure 2: An Example COSE Signature with Multiple Receipts Figure 2: An Example COSE Signature with Multiple Receipts
The specific structure of COSE Receipts is dependent on the structure The specific structure of COSE Receipts is dependent on the structure
of the COSE_Sign1 payload and the Verifiable Data Structure Proofs of the COSE_Sign1 payload and the VDPs contained in the COSE_Sign1
contained in the COSE_Sign1 unprotected header. The CDDL definition unprotected header. The CDDL definition for VDPs is specific to each
for Verifiable Data Structure Proofs is specific to each Verifiable VDS. This document describes proofs for RFC9162_SHA256 in the
Data Structure. This document describes proofs for RFC9162_SHA256 in following sections.
the following sections.
4.4. Profiles 4.4. Profiles
New Verifiable Data Structures can require the definition of a New VDSs can require the definition of a profile. The payload in
profile. The payload in such definitions SHOULD be detached. such definitions SHOULD be detached. Detached payloads force
Detached payloads force verifiers to recompute the root from the verifiers to recompute the root from the proof and protect against
proof and protect against implementation errors where the signature implementation errors where the signature is verified but the payload
is verified but the payload is incompatible with the proof. Profiles is incompatible with the proof. Profiles of proof signatures that
of proof signatures that define additional protected header define additional protected header parameters are encouraged to make
parameters are encouraged to make their presence mandatory to ensure their presence mandatory to ensure that claims are processed with
that claims are processed with their intended semantics. One way to their intended semantics. One way to include this information in the
include this information in the COSE structure is use of the "typ" COSE structure is use of the "typ" (type) header parameter; see
(type) header parameter; see [RFC9596] and the similar guidance [RFC9596] and the similar guidance provided in [RFC9597].
provided in [RFC9597].
4.4.1. Registration Requirements 4.4.1. Registration Requirements
Each Verifiable Data Structure specification applying for inclusion Each VDS specification applying for inclusion in this registry MUST
in this registry MUST define how to encode the Verifiable Data define how to encode the VDS identifier and its Proof Types in CBOR.
Structure identifier and its Proof Types in CBOR. Each specification Each specification MUST define how to produce and consume the
MUST define how to produce and consume the supported Proof Types. supported Proof Types. See Section 5 as an example.
See Section 5 as an example.
Where a specification supports a choice of hash algorithm, a separate Where a specification supports a choice of hash algorithm, a separate
IANA registration must be made for each supported algorithm. For IANA registration must be made for each supported algorithm. For
example, to provide support for SHA256 and SHA3_256 with Merkle example, to provide support for SHA256 and SHA3_256 with Merkle
inclusion proofs and Merkle consistency proofs defined, respectively, inclusion proofs and Merkle consistency proofs defined, respectively,
in Section 2.1.3 of [RFC9162] and Section 2.1.4 of [RFC9162], both in Section 2.1.3 of [RFC9162] and Section 2.1.4 of [RFC9162], both
"RFC9162_SHA256" and "RFC9162_SHA3_256" require entries in the "RFC9162_SHA256" and "RFC9162_SHA3_256" require entries in the
relevant IANA registries. This document only defines relevant IANA registries. This document only defines
"RFC9162_SHA256". "RFC9162_SHA256".
5. RFC9162_SHA256 5. RFC9162_SHA256
This section defines how the data structure described in Section 2.1 This section defines how the data structure described in Section 2.1
of [RFC9162] is mapped to the terminology defined in this document, of [RFC9162] is mapped to the terminology defined in this document,
using [RFC8949] and [RFC9053]. using [RFC8949] and [RFC9053].
5.1. Verifiable Data Structure 5.1. Verifiable Data Structure
The integer identifier for this Verifiable Data Structure is 1. The The integer identifier for this VDS is 1. The string identifier for
string identifier for this Verifiable Data Structure is this VDS is "RFC9162_SHA256", a Merkle Tree where SHA256 is used as
"RFC9162_SHA256", a Merkle Tree where SHA256 is used as the hash the hash algorithm (see Table 2). See Section 2.1.1 of [RFC9162] for
algorithm (see Table 2). See Section 2.1.1 of [RFC9162] for a a complete description of this VDS.
complete description of this Verifiable Data Structure.
5.2. Inclusion Proof 5.2. Inclusion Proof
See Section 2.1.3.1 of [RFC9162] for a complete description of this See Section 2.1.3.1 of [RFC9162] for a complete description of this
Verifiable Data Structure Proof Type. VDP Proof Type.
The CBOR representation of an inclusion proof for RFC9162_SHA256 is: The CBOR representation of an inclusion proof for RFC9162_SHA256 is:
inclusion-proof = bstr .cbor [ inclusion-proof = bstr .cbor [
; tree size at current Merkle Tree root ; tree size at current Merkle Tree root
tree-size: uint tree-size: uint
; index of leaf in tree ; index of leaf in tree
leaf-index: uint leaf-index: uint
skipping to change at line 485 skipping to change at line 484
&(alg: 1) => int &(alg: 1) => int
&(vds: 395) => int &(vds: 395) => int
* cose-label => cose-value * cose-label => cose-value
} }
Figure 4: Protected Header for a Receipt of Inclusion Figure 4: Protected Header for a Receipt of Inclusion
alg (label: 1): REQUIRED. Signature algorithm identifier. Value alg (label: 1): REQUIRED. Signature algorithm identifier. Value
type: int. type: int.
vds (label: 395): REQUIRED. Verifiable Data Structure algorithm vds (label: 395): REQUIRED. VDS algorithm identifier. Value type:
identifier. Value type: int. int.
The unprotected header for an RFC9162_SHA256 inclusion proof The unprotected header for an RFC9162_SHA256 inclusion proof
signature is: signature is:
inclusion-proofs = [ + inclusion-proof ] inclusion-proofs = [ + inclusion-proof ]
verifiable-proofs = { verifiable-proofs = {
&(inclusion-proof: -1) => inclusion-proofs &(inclusion-proof: -1) => inclusion-proofs
} }
unprotected-header-map = { unprotected-header-map = {
&(vdp: 396) => verifiable-proofs &(vdp: 396) => verifiable-proofs
* cose-label => cose-value * cose-label => cose-value
} }
Figure 5: A Verifiable Data Structure Proofs in an Unprotected Header Figure 5: A VDP in an Unprotected Header
vdp (label: 396): REQUIRED. Verifiable Data Structure Proofs. vdp (label: 396): REQUIRED. Verifiable Data Structure Proofs.
Value type: Map. Value type: Map.
inclusion-proof (label: -1): REQUIRED. Inclusion proofs. Value inclusion-proof (label: -1): REQUIRED. Inclusion proofs. Value
type: Array of bstr. type: Array of bstr.
The payload of an RFC9162_SHA256 inclusion proof signature is the The payload of an RFC9162_SHA256 inclusion proof signature is the
Merkle Tree hash as defined in [RFC9162]. Merkle Tree Hash as defined in [RFC9162].
An EDN example for a Receipt containing an inclusion proof for An EDN example for a Receipt containing an inclusion proof for
RFC9162_SHA256 with a detached payload (see Section 4.4) is: RFC9162_SHA256 with a detached payload (see Section 4.4) is:
/ cose-sign1 / 18([ / cose-sign1 / 18([
/ protected / <<{ / protected / <<{
/ algorithm / 1 : -7, / ES256 / algorithm / 1 : -7, / ES256
/ vds / 395 : 1, / RFC9162 SHA-256 / vds / 395 : 1, / RFC9162_SHA256
}>>, }>>,
/ unprotected / { / unprotected / {
/ proofs / 396 : { / proofs / 396 : {
/ inclusion / -1 : [ / inclusion / -1 : [
<<[ <<[
/ size / 20, / leaf / 17, / size / 20, / leaf / 17,
/ inclusion path / / inclusion path /
[ h'fc9f050f...221c92cb', [ h'fc9f050f...221c92cb',
h'bd0136ad...6b28cf21', h'bd0136ad...6b28cf21',
h'd68af9d6...93b1632b' ] h'd68af9d6...93b1632b' ]
skipping to change at line 547 skipping to change at line 546
Figure 6: Receipt of Inclusion Figure 6: Receipt of Inclusion
The VDS in the protected header is necessary to understand the The VDS in the protected header is necessary to understand the
inclusion proof structure in the unprotected header. inclusion proof structure in the unprotected header.
The inclusion proof and signature are verified in order. First, the The inclusion proof and signature are verified in order. First, the
verifier applies the inclusion proof to a possible entry (set member) verifier applies the inclusion proof to a possible entry (set member)
bytes. If this process fails, the inclusion proof may have been bytes. If this process fails, the inclusion proof may have been
tampered with. If this process succeeds, the result is a Merkle Tree tampered with. If this process succeeds, the result is a Merkle Tree
root, which in the attached as the COSE_Sign1 payload. Second, the root, which is then attached as the COSE_Sign1 payload. Second, the
verifier checks the signature of the COSE_Sign1. If the resulting verifier checks the signature of the COSE_Sign1. If the resulting
signature can be verified, the Receipt has proved inclusion of the signature can be verified, the Receipt has proved inclusion of the
entry in the Verifiable Data Structure. If the resulting signature entry in the VDS. If the resulting signature cannot be verified, the
cannot be verified, the signature may have been tampered with. signature may have been tampered with.
5.3. Consistency Proof 5.3. Consistency Proof
See Section 2.1.4.1 of [RFC9162] for a complete description of this See Section 2.1.4.1 of [RFC9162] for a complete description of this
Verifiable Data Structure Proof Type. VDP Proof Type.
The cbor representation of a consistency proof for RFC9162_SHA256 is: The cbor representation of a consistency proof for RFC9162_SHA256 is:
consistency-proof = bstr .cbor [ consistency-proof = bstr .cbor [
; older Merkle Tree size ; older Merkle Tree size
tree-size-1: uint tree-size-1: uint
; newer Merkle Tree size ; newer Merkle Tree size
tree-size-2: uint tree-size-2: uint
skipping to change at line 595 skipping to change at line 594
&(alg: 1) => int &(alg: 1) => int
&(vds: 395) => int &(vds: 395) => int
* cose-label => cose-value * cose-label => cose-value
} }
Figure 8: Protected Header for a Receipt of Consistency Figure 8: Protected Header for a Receipt of Consistency
alg (label: 1): REQUIRED. Signature algorithm identifier. Value alg (label: 1): REQUIRED. Signature algorithm identifier. Value
type: int. type: int.
vds (label: 395): REQUIRED. Verifiable Data Structure algorithm vds (label: 395): REQUIRED. VDS algorithm identifier. Value type:
identifier. Value type: int. int.
The unprotected header for an RFC9162_SHA256 consistency proof The unprotected header for an RFC9162_SHA256 consistency proof
signature is: signature is:
consistency-proofs = [ + consistency-proof ] consistency-proofs = [ + consistency-proof ]
verifiable-proofs = { verifiable-proofs = {
&(consistency-proof: -2) => consistency-proofs &(consistency-proof: -2) => consistency-proofs
} }
unprotected-header-map = { unprotected-header-map = {
&(vdp: 396) => verifiable-proofs &(vdp: 396) => verifiable-proofs
* cose-label => cose-value * cose-label => cose-value
} }
vdp (label: 396): REQUIRED. Verifiable Data Structure Proofs. vdp (label: 396): REQUIRED. VDPs. Value type: Map.
Value type: Map.
consistency-proof (label: -2): REQUIRED. Consistency proofs. Value consistency-proof (label: -2): REQUIRED. Consistency proofs. Value
type: Array of bstr. type: Array of bstr.
The payload of an RFC9162_SHA256 consistency proof signature is: The The payload of an RFC9162_SHA256 consistency proof signature is: The
newer Merkle Tree hash as defined in [RFC9162]. newer Merkle Tree Hash as defined in [RFC9162].
An EDN example for a Receipt containing a consistency proof for An EDN example for a Receipt containing a consistency proof for
RFC9162_SHA256 with a detached payload (see Section 4.4) is: RFC9162_SHA256 with a detached payload (see Section 4.4) is:
/ cose-sign1 / 18([ / cose-sign1 / 18([
/ protected / <<{ / protected / <<{
/ algorithm / 1 : -7, / ES256 / algorithm / 1 : -7, / ES256
/ vds / 395 : 1, / RFC9162 SHA-256 / vds / 395 : 1, / RFC9162_SHA256
}>>, }>>,
/ unprotected / { / unprotected / {
/ proofs / 396 : { / proofs / 396 : {
/ consistency / -2 : [ / consistency / -2 : [
<<[ <<[
/ old / 20, / new / 104, / old / 20, / new / 104,
/ consistency path / / consistency path /
h'e5b3e764...c4a813bc', h'e5b3e764...c4a813bc',
h'87e8a084...4f529f69', h'87e8a084...4f529f69',
h'f712f76d...92a0ff36', h'f712f76d...92a0ff36',
skipping to change at line 660 skipping to change at line 658
The VDS in the protected header is necessary to understand the The VDS in the protected header is necessary to understand the
consistency proof structure in the unprotected header. consistency proof structure in the unprotected header.
The signature and consistency proof are verified in order. The signature and consistency proof are verified in order.
First, the verifier checks the signature on the COSE_Sign1. If the First, the verifier checks the signature on the COSE_Sign1. If the
verification fails, the consistency proof is not checked. Second, verification fails, the consistency proof is not checked. Second,
the consistency proof is checked by applying a previous inclusion the consistency proof is checked by applying a previous inclusion
proof to the consistency proof. If the verification fails, the proof to the consistency proof. If the verification fails, the
append-only property of the Verifiable Data Structure is not assured. append-only property of the VDS is not assured. This approach is
This approach is specific to RFC9162_SHA256; different Verifiable specific to RFC9162_SHA256; different VDSs may not support
Data Structures may not support consistency proofs. It is consistency proofs. It is recommended that implementations return a
recommended that implementations return a single boolean result for single boolean result for Receipt-verification operations to reduce
Receipt-verification operations to reduce the chance of accepting a the chance of accepting a valid signature over an invalid consistency
valid signature over an invalid consistency proof. proof.
6. Privacy Considerations 6. Privacy Considerations
The privacy considerations section of [RFC9162] and [RFC9053] apply
to this document.
6.1. Log Length 6.1. Log Length
Some structures and proofs leak the size of the log at the time of Some structures and proofs leak the size of the log at the time of
inclusion. In the case that a log only stores certain kinds of inclusion. In the case that a log only stores certain kinds of
information, this can reveal details that could impact reputation. information, this can reveal details that could impact reputation.
For example, if a transparency log only stored breach notices, a For example, if a transparency log only stored breach notices, a
receipt for a breach notice would reveal the number of previous receipt for a breach notice would reveal the number of previous
breaches at the time the notice was made transparent. breaches at the time the notice was made transparent.
6.2. Header Parameters 6.2. Header Parameters
skipping to change at line 703 skipping to change at line 698
* [RFC9053] * [RFC9053]
7.1. Choice of Signature Algorithms 7.1. Choice of Signature Algorithms
A security analysis ought to be performed to ensure that the digital A security analysis ought to be performed to ensure that the digital
signature algorithm alg has the appropriate strength to secure signature algorithm alg has the appropriate strength to secure
receipts. receipts.
It is recommended to select signature algorithms that share It is recommended to select signature algorithms that share
cryptographic components with the Verifiable Data Structure used; for cryptographic components with the VDS used; for example, both
example, both RFC9162_SHA256 and ES256 depend on the sha-256 hash RFC9162_SHA256 and ES256 depend on the SHA256 hash function.
function.
7.2. Validity Period 7.2. Validity Period
In some cases, receipts MAY include strict validity periods, for In some cases, receipts MAY include strict validity periods, for
example, activation not too far in the future or expiration not too example, activation not too far in the future or expiration not too
far in the past. See the iat, nbf, and exp claims in [RFC8392] for far in the past. See the iat, nbf, and exp claims in [RFC8392] for
one way to accomplish this. The details of expressing validity one way to accomplish this. The details of expressing validity
periods are out of scope for this document. periods are out of scope for this document.
7.3. Status Updates 7.3. Status Updates
skipping to change at line 769 skipping to change at line 763
| | | | COSE | Verifiable | Section 2 | | | | | COSE | Verifiable | Section 2 |
| | | | Verifiable | Data | | | | | | Verifiable | Data | |
| | | | Data | Structure | | | | | | Data | Structure | |
| | | | Structure | Proofs in | | | | | | Structure | Proofs in | |
| | | | Proofs | COSE Header | | | | | | Proofs | COSE Header | |
| | | | | Parameters | | | | | | | Parameters | |
+----------+-------+-------+------------+--------------+-----------+ +----------+-------+-------+------------+--------------+-----------+
Table 1: Newly Registered COSE Header Parameters Table 1: Newly Registered COSE Header Parameters
8.2. Verifiable Data Structure Registries 8.2. VDS Registries
IANA established the "COSE Verifiable Data Structure Algorithms" and IANA has established the "COSE Verifiable Data Structure Algorithms"
"COSE Verifiable Data Structure Proofs" subregistries under a and "COSE Verifiable Data Structure Proofs" subregistries under a
Specification Required policy as described in Section 4.6 of Specification Required policy as described in Section 4.6 of
[RFC8126]. [RFC8126].
8.2.1. Expert Review 8.2.1. Expert Review
Expert reviewers (see [RFC8126]) should take into consideration the Expert reviewers (see [RFC8126]) should take into consideration the
following points: following points:
* Experts are advised to assign the next available positive integer * Experts are advised to assign the next available positive integer
for Verifiable Data Structures. for VDSs.
* Point squatting should be discouraged. Reviewers are encouraged * Point squatting should be discouraged. Reviewers are encouraged
to get sufficient information for registration requests to ensure to get sufficient information for registration requests to ensure
that the usage is not going to duplicate one that is already that the usage is not going to duplicate one that is already
registered and that the point is likely to be used in deployments. registered and that the point is likely to be used in deployments.
* Specifications are required for all point assignments. early * Specifications are required for all point assignments. early
allocation is permissible, see Section 2 of [RFC7120]. allocation is permissible, see Section 2 of [RFC7120].
* It is not permissible to assign points in COSE Verifiable Data * It is not permissible to assign points in the "COSE Verifiable
Structure algorithms for which no corresponding COSE Verifiable Data Structure Algorithms" registry for which no corresponding
Data Structure Proofs entry exists, and vice versa. entry in the "COSE Verifiable Data Structure Proofs" registry
exists, and vice versa.
* The change controller for related registrations of structures and * The change controller for related registrations of structures and
proofs should be the same. proofs should be the same.
8.2.2. Templates and Initial Contents 8.2.2. Templates and Initial Contents
8.2.2.1. COSE Verifiable Data Structure Algorithms Registry 8.2.2.1. COSE Verifiable Data Structure Algorithms Registry
Registration Template: Registration Template:
Name: Name:
This is a descriptive name for the Verifiable Data Structure This is a descriptive name for the VDS that enables easier
that enables easier reference to the item. reference to the item.
Value: Value:
This is the value used to identify the Verifiable Data This is the value used to identify the VDS.
Structure.
Description: Description:
This field contains a brief description of the Verifiable Data This field contains a brief description of the VDS.
Structure.
Reference: Reference:
This contains a pointer to the public specification for the This contains a pointer to the public specification for the
Verifiable Data Structure. VDS.
Change Controller: Change Controller:
For Standards Track RFCs, list the "IETF". For others, give For Standards Track RFCs, list the "IETF". For others, give
the name of the responsible party. Other details (e.g., postal the name of the responsible party. Other details (e.g., postal
address, email address, home page URI) may also be included. address, email address, home page URI) may also be included.
+================+=======+===============+============+===========+ +================+=======+===============+============+===========+
| Name | Value | Description | Change | Reference | | Name | Value | Description | Change | Reference |
| | | | Controller | | | | | | Controller | |
+================+=======+===============+============+===========+ +================+=======+===============+============+===========+
| Reserved | 0 | Reserved | | RFC 9942 | | Reserved | 0 | Reserved | | RFC 9942 |
+----------------+-------+---------------+------------+-----------+ +----------------+-------+---------------+------------+-----------+
| RFC9162_SHA256 | 1 | SHA256 Binary | IETF | Section | | RFC9162_SHA256 | 1 | SHA256 Binary | IETF | Section |
| | | Merkle Tree | | 2.1 of | | | | Merkle Tree | | 2.1 of |
| | | | | [RFC9162] | | | | | | [RFC9162] |
+----------------+-------+---------------+------------+-----------+ +----------------+-------+---------------+------------+-----------+
Table 2: COSE Verifiable Data Structure Algorithms Initial Table 2: COSE Verifiable Data Structure Algorithms Registry
Registry Contents Initial Contents
8.2.2.2. COSE Verifiable Data Structure Proofs Registry 8.2.2.2. COSE Verifiable Data Structure Proofs Registry
Registration Template: Registration Template:
Verifiable Data Structure: Verifiable Data Structure:
This value used identifies the related Verifiable Data This value used identifies the related VDS.
Structure.
Name: Name:
This is a descriptive name for the Proof Type that enables This is a descriptive name for the Proof Type that enables
easier reference to the item. easier reference to the item.
Label: Label:
This is the value used to identify the VDS Proof Type. This is the value used to identify the VDP Proof Type.
CBOR Type: CBOR Type:
This contains the CBOR type for the value portion of the label. This contains the CBOR type for the value portion of the label.
Description: Description:
This field contains a brief description of the Proof Type. This field contains a brief description of the Proof Type.
Reference: Reference:
This contains a pointer to the public specification for the This contains a pointer to the public specification for the
Proof Type. Proof Type.
skipping to change at line 882 skipping to change at line 874
+==========+===========+=====+=====+===========+==========+=========+ +==========+===========+=====+=====+===========+==========+=========+
|1 |inclusion |-1 |array|Proof of |IETF |RFC 9942,| |1 |inclusion |-1 |array|Proof of |IETF |RFC 9942,|
| |proofs | |(of |inclusion | |Section | | |proofs | |(of |inclusion | |Section |
| | | |bstr)| | |5.2 | | | | |bstr)| | |5.2 |
+----------+-----------+-----+-----+-----------+----------+---------+ +----------+-----------+-----+-----+-----------+----------+---------+
|1 |consistency|-2 |array|Proof of |IETF |RFC 9942,| |1 |consistency|-2 |array|Proof of |IETF |RFC 9942,|
| |proofs | |(of |append-only| |Section | | |proofs | |(of |append-only| |Section |
| | | |bstr)|property | |5.3 | | | | |bstr)|property | |5.3 |
+----------+-----------+-----+-----+-----------+----------+---------+ +----------+-----------+-----+-----+-----------+----------+---------+
Table 3: COSE Verifiable Data Structure Proofs Initial Registry Table 3: COSE Verifiable Data Structure Proofs Registry Initial
Contents Contents
9. References 9. References
9.1. Normative References 9.1. Normative References
[IANA.cose_header-parameters] [IANA.cose_header-parameters]
IANA, "COSE Header Parameters", IANA, "COSE Header Parameters",
<https://www.iana.org/assignments/cose>. <https://www.iana.org/assignments/cose>.
skipping to change at line 930 skipping to change at line 922
[RFC9596] Jones, M.B. and O. Steele, "CBOR Object Signing and [RFC9596] Jones, M.B. and O. Steele, "CBOR Object Signing and
Encryption (COSE) "typ" (type) Header Parameter", Encryption (COSE) "typ" (type) Header Parameter",
RFC 9596, DOI 10.17487/RFC9596, June 2024, RFC 9596, DOI 10.17487/RFC9596, June 2024,
<https://www.rfc-editor.org/info/rfc9596>. <https://www.rfc-editor.org/info/rfc9596>.
[RFC9597] Looker, T. and M.B. Jones, "CBOR Web Token (CWT) Claims in [RFC9597] Looker, T. and M.B. Jones, "CBOR Web Token (CWT) Claims in
COSE Headers", RFC 9597, DOI 10.17487/RFC9597, June 2024, COSE Headers", RFC 9597, DOI 10.17487/RFC9597, June 2024,
<https://www.rfc-editor.org/info/rfc9597>. <https://www.rfc-editor.org/info/rfc9597>.
[STD96] Internet Standard 96,
<https://www.rfc-editor.org/info/std96>.
At the time of writing, this STD comprises the following:
Schaad, J., "CBOR Object Signing and Encryption (COSE):
Structures and Process", STD 96, RFC 9052,
DOI 10.17487/RFC9052, August 2022,
<https://www.rfc-editor.org/info/rfc9052>.
Schaad, J., "CBOR Object Signing and Encryption (COSE):
Countersignatures", STD 96, RFC 9338,
DOI 10.17487/RFC9338, December 2022,
<https://www.rfc-editor.org/info/rfc9338>.
9.2. Informative References 9.2. Informative References
[CBOR-EDN] Bormann, C., "CBOR Extended Diagnostic Notation (EDN)", [CBOR-EDN] Bormann, C., "CBOR Extended Diagnostic Notation (EDN)",
Work in Progress, Internet-Draft, draft-ietf-cbor-edn- Work in Progress, Internet-Draft, draft-ietf-cbor-edn-
literals-21, 30 March 2026, literals-22, 6 April 2026,
<https://datatracker.ietf.org/doc/html/draft-ietf-cbor- <https://datatracker.ietf.org/doc/html/draft-ietf-cbor-
edn-literals-21>. edn-literals-22>.
[RFC7120] Cotton, M., "Early IANA Allocation of Standards Track Code [RFC7120] Cotton, M., "Early IANA Allocation of Standards Track Code
Points", BCP 100, RFC 7120, DOI 10.17487/RFC7120, January Points", BCP 100, RFC 7120, DOI 10.17487/RFC7120, January
2014, <https://www.rfc-editor.org/info/rfc7120>. 2014, <https://www.rfc-editor.org/info/rfc7120>.
[RFC8126] Cotton, M., Leiba, B., and T. Narten, "Guidelines for [RFC8126] Cotton, M., Leiba, B., and T. Narten, "Guidelines for
Writing an IANA Considerations Section in RFCs", BCP 26, Writing an IANA Considerations Section in RFCs", BCP 26,
RFC 8126, DOI 10.17487/RFC8126, June 2017, RFC 8126, DOI 10.17487/RFC8126, June 2017,
<https://www.rfc-editor.org/info/rfc8126>. <https://www.rfc-editor.org/info/rfc8126>.
[RFC8392] Jones, M., Wahlstroem, E., Erdtman, S., and H. Tschofenig, [RFC8392] Jones, M., Wahlstroem, E., Erdtman, S., and H. Tschofenig,
"CBOR Web Token (CWT)", RFC 8392, DOI 10.17487/RFC8392, "CBOR Web Token (CWT)", RFC 8392, DOI 10.17487/RFC8392,
May 2018, <https://www.rfc-editor.org/info/rfc8392>. May 2018, <https://www.rfc-editor.org/info/rfc8392>.
[RFC9052] Schaad, J., "CBOR Object Signing and Encryption (COSE):
Structures and Process", STD 96, RFC 9052,
DOI 10.17487/RFC9052, August 2022,
<https://www.rfc-editor.org/info/rfc9052>.
Acknowledgements Acknowledgements
We would like to thank Maik Riechert, Jon Geater, Michael B. Jones, We would like to thank Maik Riechert, Jon Geater, Michael B. Jones,
Mike Prorock, Ilari Liusvaara, and Amaury Chamayou for their Mike Prorock, Ilari Liusvaara, and Amaury Chamayou for their
contributions (some of which substantial) to this document and to the contributions (some of which substantial) to this document and to the
initial set of implementations. initial set of implementations.
Contributors Contributors
Amaury Chamayou Amaury Chamayou
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